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Welcome To

RainBridge Securities

Your Road to Independent Success.
Operate Under Your Brand. Leverage Our Experience.
Focus on Growth With Entrepreneurial Freedom.

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RainBridge Securities LLC was created to provide independent financial professionals with a broker-dealer platform built on deep regulatory and supervisory expertise. We provide the means for financial professionals to conduct registered activities, whether they are processing a new member application or associating with RainBridge as a longer-term solution.

Why Partner with RainBridge?

A Platform Built for Growth

When you partner with RainBridge, you gain:

Direct access to experienced regulatory professionals

Compliance infrastructure for Institutional Capital Markets Activity

Support for your capital markets business, including private placements, wholesaling, corporate advisory, and public financing

Expert operational revenue administration

Work with professionals who understand your business model.

Overhead perspective of a meeting room with attendees seated around a table, collaborating on ideas.

RainBridge is designed for:

Breakaway
teams

Investment banking boutiques

Independent Placement Agents

Financial professionals building their own firm

Learn how to conduct securities-related activities under our supervision

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Focus on Clients. We Manage Compliance.

Your priority is client relationships and growth.
Our priority is regulatory execution.

RainBridge fosters a culture of compliance that protects your business and supports long-term growth. We are responsible for:

Compliance Oversight

  • Registration and state licensing
  • Branch Office and Sales Practice Supervision
  • Manage all Regulatory Inquiries
  • Representative attestations, disclosures, and certifications

Advertising & Marketing Supervision

  • Marketing and communications review
  • Press releases
  • Branch websites
  • Offering documents

Commission & Revenue Administration

  • Invoicing oversight
  • Commission sharing and revenue distribution
  • Client engagement coordination

Your Brand.
Your Business.
Our Supervision.

A compliant regulatory framework and operational support that allows securities businesses to operate under established supervision.

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Let's Talk

Speak to a RainBridge Securities consultant.

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RAINBRIDGE SECURITIES LLC
Member FINRA / SIPC

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BCP Summary Plan Disclosure

info@rainbridge.us

Phone: (212) 751-4424

Fax: 212-751-4425

485 Madison Ave., 15th Floor
New York, NY 10022

Disclosure

Information provided on this website is for informational purposes only and does not constitute investment, legal, or tax advice. Brokerage hosting services are provided subject to applicable regulatory requirements and supervisory approval.

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